Sunday, 9 October 2016

The significance of the uncanny in American Regional and Nuclear Literature 


Sara Wasson and Emily Alder posit that, while on the surface it may seem that gothic and science fiction writing are ‘incompatible’, deeper analysis reveals underlying similarities between the two.[1] To borrow from Wasson’s and Alder’s sentiment slightly: on the surface, regional and nuclear American literature may also appear to be incompatible. However, both specialisms can be brought together by their use of Gothic conventions. This essay is concerned with just one of the many aspects of the Gothic that regional and nuclear writing utilizes: the uncanny. The uncanny is an intangible feeling evoked by experiencing a strangeness in something familiar and is often linked to repression: ‘everything that ought to have remained […] secret and hidden but has come to light.’[2] Alan Gardner Lloyd-Smith justly lists the uncanny as one of the major themes in American Gothic: an assertion which will be supported by this essay.[3] This essay firstly introduces the initial ideas surrounding the uncanny as postulated by Sigmund Freud and explores the representation and significance of the uncanny in William Faulkner’s As I Lay Dying (1930). Joseph Masco adds a new dimension to Freud’s uncanny, which Masco terms ‘the nuclear uncanny’. This essay discusses Masco’s ideas and explores representations of this in John Hersey’s Hiroshima (1946). 

The Gothic is an ideal mode of writing for both nuclear and regional literature to engage with, as Louis Gross rightly notes, the Gothic ‘merges almost imperceptibly with other genres.’[4] It is necessary to briefly touch on the Southern Gothic as a genre within regional literature. Southern Gothic, a term coined by Ellen Glasgow, is a specific subdivision of American Gothic which is distinguished by its use of the home as the site of trauma, and its use of people of colour as a representation of the Other.[5] Charles Crow best sums up why the south as a region lends itself to the Gothic mode of writing: ‘the south had a great burden of history and myth, and a treasury of stories to tell, many of them twisted and tragic’.[6] The ‘great burden of history’ and ‘twisted and tragic’ stories Crow mentions here is undoubtedly a reference to slavery in the region; Southern states in America, such as Mississippi and Texas, were amongst the last to abolish slavery, as Lloyd-Smith writes, ‘[…][Gothic conventions] of course finds its new home in the haunted swamps and lost plantations and decaying towns of the defeated South’.[7] Although Southern Gothic literature largely uses the uncanny in relation to repressed guilt surrounding the region’s history with slavery,[8] this essay focusses only on the uncanny as a manifestation of anxieties surrounding death and nuclear war.

In 1919 one of the founders of psychoanalysis, Sigmund Freud, published his seminal essay ‘The Uncanny’, which was translated from the original German term ‘Das Unheimliche’. As many critics, including Masco, have noted ‘Das Unheimliche’ also retains the meaning of literal translation: the unhomely. The unhomely, or the unfamiliar, does not entirely capture the uncanny; the uncanny is characterised as a strangeness within the familiar. Freud posits that the other fundamental characteristics of the uncanny are: repetition, unexplainable coincidences, doubles, and the fear of castration.[9] These ideas were not new to the twentieth century: Freud was expanding on the work previously foregrounded by Josef Breuer and Ernst Jentsch, however Freud provides part of our vocabulary for understanding repressed and unconscious feelings. Gordon Bearn adds to Freud’s definition of the uncanny and argues it is ‘most powerfully felt in those situations where there is the presence of what ought to be absent.’[10] The presence of what ought to be absent is arguably the most overt aspect of the uncanny evident in As I Lay Dying, most notably in Addie’s posthumous narration and in Darl’s earlier description of her death.[11]

In As I Lay Dying, the uncanny is also consistently represented through the character Darl. Christopher White brilliantly highlights, ‘his [Darl’s] uncanny knowledge of others’ minds, his ability to predict future events, like the timing of his mother’s death, and his awareness of events occurring miles away [...].’[12] Although White provides great examples of Darl’s unique characteristics and uses the term ‘uncanny’ to describe one of them, White ultimately concludes that these are examples of ‘the occult’ within As I Lay Dying.[13] However, White does not qualify this argument with further explicit evidence from the text and I believe the examples White has listed can all be explained as manifestations of the uncanny. Cora tells us early on in the novel: ‘I always said Darl was different from those others (emphasis added)’.[14] Cora’s admission undoubtedly foreshadows Darl’s incarceration into a mental asylum at the end of the novel. Darl is different. This is a sentiment also echoed by his sister Dewey Dell: ‘It was then, and then I saw Darl and he knew. He said he knew without the words like he told me that ma is going to die without words, and I knew he knew.’[15] Dewey Dell’s repetition of the phrases ‘without words’, and ‘he knew (emphasis added)’, draws further attention to Darl’s ability to communicate to her, about Addie’s death, only using his mind. Darl’s implied superhuman characteristics is a recurring motif throughout As I Lay Dying. The description of Addie Bundren’s death is narrated by Darl, as if he were present in the room when he is in fact miles away with Jewel. The uncanny nature of Addie’s presence in the novel, even when she was still alive, is introduced by Peabody:
The girl [Dewey Dell] is standing by the bed, fanning her [Addie]. When we enter she turns her head and looks at us. She has been dead these ten days. I suppose it’s having been a part of Anse for so long that she cannot even make that change, if change it be. I can remember how when I was young I believed death to be a phenomenon of the body; now I know it to be merely a function of the mind.[16]
This entire passage is rife with ambiguity. In the second sentence it is not clear who turns their head to look at Peabody and Anse. Upon first reading ‘she has been dead these ten days,’ it seems as if this line concerns Addie, as the reader is aware she is on her deathbed, which would qualify the immediate relevance of Peabody’s subsequent lines theorising death. However, Peabody continues:
She looks at us. Only her eyes seem to move. It’s like they touch us, not with sight or sense […] She looks at me, then at the boy. Beneath the quilt she is no more than a bundle of rotten sticks.[17]
Addie is still alive in this chapter. Although, looking in isolation at the description of her body as ‘rotten sticks’ is interesting. The use of the word ‘rotten’, instead of ‘rotting’ also hints that Addie is dead already. This ambiguity, much like how the uncanny blurs the boundaries between the real and unreal, blurs the lines between life and death. Peabody’s narration sets the tone for later on in the novel when Addie narrates a chapter. It is not made clear whether this was composed by Addie when she was alive, or posthumously from her coffin.

The ambiguity of this, along with Darl’s suggested omnipotent nature, is made possible by Faulkner’s experimental structure of the novel. Whilst a third person omniscient narrator is a common motif in regional literature, As I Lay Dying is comprised of fifteen different narrative points of view; the structure of which invites the reader into the minds of each of the Bundren children illuminating the grief process each child feels individually.[18] This is made particularly effective by Faulkner’s use of a stream of consciousness style that often interrupts many of the chapters. The fragmentation of the narrative compliments the uncanny aspects of the novel, resulting in the unsettling of the reader.

In returning to Louis Gross’s point that the Gothic ‘merges almost imperceptibly with other genres’, this essay will now explore the uncanny within nuclear literature. In The Nuclear Borderlands, Joseph Masco introduces a new dimension to Freud’s theory on the uncanny, which Masco terms ‘the nuclear uncanny’. Masco sets out clearly from the offset that an updated definition of Freud’s theory of the uncanny is necessary because: ‘The nuclear age has witnessed the apotheosis of the uncanny.’[19] During the Cold War, as Masco argues, the manifestation of the nuclear uncanny is incited by:
[…] a fear of radioactive contamination [that] has also colonized psychic spaces and profoundly shaped individual perceptions of the everyday from the start of the nuclear age, leaving people to wonder if invisible, life threatening forces intrude upon daily life, bringing cancer, mutation, or death.[20]
A few examples of literature which encompasses the life threatening forces intruding upon daily life that include the bringing of cancer and the possibility of mutation are Terry Tempest Williams’ Refuge (1991), and Judith Merril’s ‘That Only A Mother’ (1948) respectively. Masco continues:
radiation disrupts the ability of individuals to differentiate their bodies from their environment, producing paranoia. The nuclear uncanny is, therefore, a rupture in one of the basic cognitive frames of orientation to the world. The ability to disarticulate a traumatized self from the local environment is one experience of the nuclear uncanny. It inevitably produces paranoia because it involves assimilation to a radioactive space (real or imagined) […].[21]
One discernible similarity to Freud’s theory is how the manifestation of the nuclear uncanny effects an individual’s ‘orientation to the world’. Masco’s acknowledgement that the perceived threat of radiation could be ‘real or imagined’ further demonstrates a fundamental similarity to Freud’s work. Again, like Freud’s uncanny, the nuclear uncanny can be characterised as fear caused by the crossing of boundaries - the real and unreal, the certain and the uncertain.

Perhaps the most overt aspect of the nuclear uncanny in John Hersey’s Hiroshima is the surprising effect the dropping of the atomic bomb has on the environment. The eerie growth of the plants becomes a symbol of ‘grotesque monstrosity [which is] supposed to result from any meddling with Nature’.[22] Miss Sasaki encounters this grotesque monstrosity when she sees the ruins of Hiroshima for the first time: ‘[…] the sight horrified and amazed her, and there was something she noticed about it that particularly gave her the creeps.’[23] Miss Sasaki’s disarticulation from the local environment is elevated to a sublime level by her feeling simultaneously ‘horrified’ and ‘amazed’. Miss Sasaki’s experiencing of ‘the creeps’ sets the tone for the eerie description that follows:
Over everything […] was a blanket of fresh, vivid, lush, optimistic green; the verdancy rose even from the foundations of ruined houses. Weeds already hid the ashes, and wild flowers were in bloom among the city’s bones. The bomb had not only left the underground organs of plants intact; it had stimulated them […] sickle senna grew in extraordinary regeneration, not only standing among the charred remnants of the same place but pushing up in new places, among bricks and through cracks in the asphalt. It actually seemed as if a load of sickle-senna seed had been dropped along with the bomb.[24]
Hersey’s use of phrases ‘stimulated’ growth, ‘optimistic green’, and ‘extraordinary regeneration’ in the description of the uncanny flourishing of vegetation in Hiroshima profoundly contrasts to the lifeless imagery that describes the buildings as: ‘charred remnants’, the ‘city’s bones’, and ‘foundations of ruined houses’. The result of meddling with nature, by dropping the bomb, is also witnessed by Mr. Tanimoto: ‘houses nearby were burning, and when huge drops of water the size of marbles began to fall, he half thought that they must be coming from the hoses of firemen fighting the blazes’.[25] The unusual size of the falling raindrops is echoed later when they are described as ‘abnormally large’.[26]

The eeriness of the nuclear uncanny produces a perpetual anticipation of the future, in terms of the initial uncertainty surrounding the lasting effects of radiation. Indications of the nuclear uncanny were prevalent in Hiroshima before the dropping of the atomic bomb. As psychiatrist Robert J. Lifton notes: ‘many used the Japanese word bukimi, meaning weird, ghastly, or unearthly, to describe Hiroshima’s uneasy combination of continued good fortune and expectation of catastrophe.’[27] Paul Saint-Amour usefully highlights that bukimi also means ‘ominous or uncanny’.[28] The impending presence of the nuclear uncanny results in a continued uneasy suspense, the ‘expectation of catastrophe’ which Lifton observes. This demonstrates a slight disparity to Freud’s theory on the uncanny. The nuclear uncanny is not a past anxiety that only intrudes upon the present: the uneasy ambiguity of the effects of radiation has much more of a hold on the future.

There is magical realist quality about the nuclear environment that compliments the literary usage of the nuclear uncanny. This is evident in the description of Father Kleinsorge’s room after the explosion, which he first finds is in ‘a state of weird and illogical confusion’,[29] except for his papier-mâché suitcase, which is left unscathed by the bomb. Later, Father Kleinsorge rationalizes that this was because his suitcase had ‘a talismanic quality’.[30] Magical realist writer Salman Rushdie, commenting on 9/11, says: ‘we all crossed a frontier that day, an invisible boundary between the imaginable and the unimaginable, and it turned out to be the unimaginable that was real’.[31] Rushdie’s sentiment is applicable to the dropping of the atomic bomb on Hiroshima; the invisible boundary between the imaginable and the unimaginable, or the real and unreal, was obliterated. The ‘expectation of catastrophe’ sees the uncanny manifest in this context as a response to these blurred boundaries. The nuclear uncanny, therefore, becomes a vehicle for the expression of these anxieties, because the bomb so perfectly confuses temporal and spatial awareness, and the divisions between body and environment.

In conclusion, the uncanny is expressed in a number of ways in both regional and in nuclear literature. Paulina Palmer posits that the uncanny’s infiltration into different forms of fiction demonstrates its ‘versatility and attraction it continues to hold for writers and readers’.[32] In full agreement with Palmer, and as this essay has demonstrated, the uncanny is a versatile Gothic convention that can be adapted and deployed to represent a number of anxieties. Freud puts forward: ‘many people experience the feeling [of the uncanny] in the highest degree in relation to death and dead bodies, to the return of the dead, and to spirits and ghosts.’[33] This essay explored Freud’s ideas whilst discussing the many abstract manifestations of the uncanny as a way in which to express the anxieties surrounding death or the inexpressible. The nuclear uncanny is a manifestation of the psychic anxieties that were prevalent during the Cold War, which included the fear of radiation. The uncanny, and the nuclear uncanny, both comprise a crossing of boundaries – whether between life and death, or the real and unreal. The significance of the both types of the uncanny is represented perfectly by Dr. Sasaki in Hiroshima: ‘The dream had particularly frightened him because it was so closely associated, on the surface at least, with a disturbing actuality.’[34] The uncanny interrupts everyday life and disrupts our sensory experience of the world. Whether as a manifestation of anxieties surrounding death or as a manifestation of anxieties surrounding nuclear fallout, the significance of the uncanny is the disturbing actuality it embodies.

Bibliography
Primary Sources:
Faulkner, William, As I Lay Dying (London: Vintage, 2004)
Hersey, John, Hiroshima (London: Penguin Classics, 2001)
O’Brien, Tim, The Nuclear Age (London: Penguin Books, 1996)

Secondary Sources:
Ahad, Badia Sahar, Freud Upside Down: African American Literature and Psychoanalytic   Culture (Illinois: University of Illinois Press, 2010)
Boyd, Molly, ‘Gothicism’, in The Companion to Southern Literature: Themes, Genres, People,       Movements, and Motifs, ed. by Joseph M. Flora and Lucinda H. MacKethon        (Louisiana: Louisiana State University Press, 2002), pp.311-316
Cordle, Daniel, ‘In Dreams, In Imagination: Suspense, Anxiety and the Cold War   in Tim O'Brien's "The Nuclear Age"’, Critical Survey, 19.2 (2007), 101 -120
Crow, Charles, History of the Gothic: American Gothic (Cardiff: University of Wales Press,            2009)
Delville, Michel, ‘Alienating language and Darl's Narrative Consciousness in Faulkner's “As I       Lay Dying”’, Southern Literary Journal, 27.1 (1994), 61-73
Donaldson, Susan, ‘Making a Spectacle: Welty, Faulkner, and Southern Gothic’, The          Mississippi Quarterly, 50.4 (1997), 567 -584
Edwards, Justin D., Gothic Passages: Racial Ambiguity and the American Gothic (Iowa City:          University of Iowa Press, 2003)
Flora, Joseph M., Lucinda Hardwick MacKethan, and Todd W. Taylor, The Companion to  Southern Literature: Themes, Genres, Places, People, Movements, and Motifs (Baton    Rouge: Louisiana State University Press, 2002)
Freud, Sigmund, ‘The Uncanny’, trans. by Alix Strachey <http://web.mit.edu/allan mc/www/freud1.pdf>
On Murder, Mourning and Melancholia, trans. by Shaun Whiteside (London: Penguin   Classics, 2005)
Gardner Lloyd-Smith, Allan, American Gothic Fiction: An Introduction (London: Continuum,          2004)
_ Uncanny American Fiction (London: The Macmillan Press Ltd, 1989)
Gross, Louis, Redefining The American Gothic (London: University Microfilms International,        1994)
Godden, Richard, ‘William Faulkner’, in  A Companion to the Literature and Culture of the            American South, ed. by Richard J. Gray, and Owen Robinson (Malden: Blackwell, 2004), pp.435-453
Goddu, Teresa A., Gothic America: Narrative, History and Nation (Chichester: Columbia   University Press, 1893)
Kerr, Elizabeth M., William Faulkner’s Gothic Domain (London: Kennikat Press Corp, 1979)
Kreiswirth, Martin, ‘Faulkner’s Dark House: The Uncanny Inheritance of Race,’ in Faulkner's        Inheritance: Faulkner and Yoknapatawpha, ed. by Joseph R. Urgo and Ann J. Abadie (Jackson: University Press of Mississippi, 2007) pp.126-140
Martin, Robert K. and Eric Savoy, American Gothic: New Interventions in a National Narrative (Iowa: University Of Iowa Press, 1998)
Masco, Joseph, The Nuclear Borderlands: The Manhattan Project in Post-Cold War New Mexico (Princeton: Princeton University Press, 2006)
Palmer, Paulina, The Queer Uncanny: New Perspectives on the Gothic (Cardiff: University of       Wales Press, 2012)
Panzani, Ugo, ‘The insistent realism of Don DeLillo’s “Falling Man” and Paul Auster’s “Man in     the Dark”’, Other Modernities, 2.1 (2011), 76 -90
Pinkerton, Nick, ‘Southern Gothic’, Sight and Sound, 25.5 (2015), 44-50
Punter, David, The Literature of Terror: A History of Gothic Fictions from 1765 to the Present        Day, 2nd eds. (London: Longman Publishing, 1996)
Saint-Amour, Paul K., ‘Bombing and the Symptom: Traumatic Earliness and the    Nuclear Uncanny’, Diacritics, 30.4 (2000), 59 -82
Savoy, Eric, ‘The Rise of American Gothic’, in The Cambridge Companion to Gothic Fiction,          ed. by Jerrold E. Hogle (Cambridge: Cambridge University Press, 2002) pp.167-188
Schafer, Roy, Tradition and Change in Psychoanalysis (London: Karnac Books, 1997)
Sun, Chunyan, ‘Horror from the Soul: Gothic Style in Allan Poe's Horror Fictions’, English  Language Teaching, 8.5 (2015), 94-99 
Wald, Priscilla, ‘Atomic Faulkner,’ in Faulkner's Inheritance: Faulkner and Yoknapatawpha,          ed. by Joseph R. Urgo and Ann J. Abadie (Jackson: University Press of Mississippi, 2007), pp.35-52
Wasson, Sara and Emily Alder, Gothic Science Fiction: 1980–2010 (Liverpool: Liverpool    University Press, 2011)
White, Christopher T., ‘The Modern Magnetic Animal: "As I Lay Dying" and the Uncanny  Zoology of Modernism’, Journal of Modern Literature, 31.3 (2008), 81-101
Wynn Sivils, Matthew, ‘American Gothic and the Environment, 1800 – present,’ in The Gothic World, ed. by Glennis Byron and Dale Townshend (London: Routledge, 2014) pp.121-131




© 



[1] Sara Wesson and Emily Alder, Gothic Science Fiction: 1980–2010 (Liverpool: Liverpool University Press, 2011) p.4. Wasson and Alder go on to highlight an interesting distinction between gothic and science fiction: ‘unlike gothic, science fiction usually projects its contemporary anxieties onto the future rather than the past’. This distinction is also true of regional gothic and nuclear literature. In Sherwood Anderson’s Winnesburg, Ohio (1919) the characters are very much preoccupied with the past. One example is Wing Biddlebaum in the short story ‘Hands’ whose anxieties about his past life as a teacher interrupt the story through flashbacks and continue to haunt Biddlebaum, to such an extent that he is physically unable to control his hands. However, in Ray Bradbury’s ‘There Will Come Soft Rains’ (1950) the anxieties surrounding what a nuclear war’s impact on the family home would be are projected on to the future; the short story is set in 2026. The life-like qualities of the house and its ability to run day-to-day life with technology in place of humans, along with the silhouettes of the family that once lived there etched on the wall outside, is an example of the uncanny.
[2] Sigmund Freud, ‘The Uncanny’, trans. by Alix Strachey < http://web.mit.edu/allanmc/www/freud1.pdf> [accessed March 2016] (p.14).
[3]Allan Gardner Lloyd-Smith, American Gothic Fiction: An Introduction (London: Continuum, 2004), p.74.
[4] Louis Gross, Redefining The American Gothic (London: University Microfilms International, 1994), p.1.
[5] Gross, Redefining, p.91.
[6] Charles Crow, History of the Gothic: American Gothic (Cardiff: University of Wales Press, 2009), p.124.
[7] Lloyd-Smith, American Gothic, pp.149-150.
[8] Examples include: Harper Lee’s To Kill a Mockingbird (1960), Flannery O'Connor’s ‘Everything That Rises Must Converge’(1965), and Eudora Welty’s ‘Clytie’ (1980). It is interesting to note Welty’s disdain at being categorized as a Southern Gothic writer. On the subject of being labelled as such, Welty famously said: ‘They better not call me that!’. Eudora Welty as quoted in Susan V. Donaldson, ‘Making a Spectacle: Welty, Faulkner, and Southern Gothic’, The Mississippi Quarterly, 50.4 (1997), 567 -584 (p.568).
[9] Freud, ‘Uncanny’, p.6.
[10] As quoted in Martin Kreiswirth, ‘Faulkner’s Dark House: The Uncanny Inheritance of Race,’ in Faulkner's Inheritance: Faulkner and Yoknapatawpha, ed. by Joseph R. Urgo and Ann J. Abadie (Jackson: University Press of Mississippi, 2007), pp.126-140 (p.127).
[11] As I Lay Dying is not an isolated example of Faulkner’s use of the uncanny; Martin Kreiswirth has labelled Faulkner’s other works Light in August (1932) and Absalom, Absalom! (1936) as ‘fundamentally uncanny texts’.
'[12] Christopher White, ‘The Modern Magnetic Animal: "As I Lay Dying" and the Uncanny Zoology of Modernism’, Journal of Modern Literature, 31.3 (2008), 81-101 (p.94).
[13] White, ‘Modern Magnetic’, p.94.
[14] William Faulkner, As I Lay Dying (London: Vintage, 2004), p.17.
[15] Faulkner, Dying, p.23.
[16] Faulkner, Dying, p.38.
[17] Faulkner, Dying, p.39.
[18] In one of his earlier essays, ‘Mourning and Melancholia’ (1917), Freud puts forward his theory on what happens consciously and unconsciously during the grieving process. Mourning, according to Freud, is a conscious behaviour and the expected reaction after the death of a loved one. Melancholia differs because it is a pathological, unconscious reactionary attempt to rationalise a death that is incomprehensible. One of the ways melancholia manifests is by the distancing of one’s self from the rest of the family members and engaging in a path of self-destruction – we see this play out in As I Lay Dying as each of the Bundren children internalize their feelings surrounding their mothers death and push each other away. The most detrimental example of melancholia in the novel is Darl who, after burning down the Gillespie’s barn, ends up in a mental asylum. See Sigmund Freud, On Murder, Mourning and Melancholia, trans. by Shaun Whiteside (London: Penguin Classics, 2005), pp.208-210.
[19] Joseph Masco, The Nuclear Borderlands: The Manhattan Project in Post-Cold War New Mexico      (Princeton: Princeton University Press, 2006), p.27.
[20] Masco, Nuclear, p.27.
[21] Masco, Nuclear, p.32.
[22] Masco, Nuclear, p.31.
[23] John Hersey, Hiroshima (London: Penguin Classics, 2001), p.91.
[24] Hersey, Hiroshima, pp.91-92.
[25] Hersey, Hiroshima, p.25.
[26] Hersey, Hiroshima, p.52.
[27] As quoted in Paul K. Saint-Amour, ‘Bombing and the Symptom: Traumatic Earliness and the Nuclear Uncanny’, Diacritics, 30.4 (2000), 59 -82 (p.59).
[28] Saint-Amour, ‘Bombing’, p.65.
[29] Hersey, Hiroshima, p.30.
[30] Hersey, Hiroshima, p.87.
[31] As quoted in Ugo Panzani, ‘The insistent realism of Don DeLillo’s “Falling Man” and Paul Auster’s “Man in the Dark”’, Other Modernities, 2.1 (2011), 76 -90 (p.80).
[32] Paulina Palmer, The Queer Uncanny: New Perspectives on the Gothic (Cardiff: University of Wales Press, 2012), p.4.
[33] Freud, ‘Uncanny’, p.13.
[34] Hersey, Hiroshima, p.19.

Tuesday, 17 November 2015

A psychoanalytical exploration of 'The Monk'



Introduction

Psychoanalysis has been at the forefront of literary criticism since its popularisation circa 1900 and is a valuable method of exploring Gothic literature. Eve Kosofsky Sedgewick posits that ‘certain features of the Oedipal are consistently foregrounded’ in the Gothic and this is most certainly the case in Matthew Lewis’s The Monk (1796). From the protagonist’s unrelenting desire to have sex with a teenager who turns out to be his sister, to killing off her as well as his own mother, the Oedipal nature of this text is undeniable. This blog post is concerned with a psychoanalytical exploration of the character of Ambrosio in The Monk, with passing reference to similar Oedipal anxieties that are present in Mary Shelley’s Frankenstein (1818). Though both of these texts were published pre-Freud, dissecting them through a psychoanalytic lens opens up a wealth of meaning.

Ideas surrounding the unconscious and repressed desires are by no means new by 1900, but Sigmund Freud in The Interpretations of Dreams (1899) provides part of our vocabulary for understanding psychoanalysis. One of his most infamous concepts being the Oedipus Complex:
Sigmund Freud
  



The Oedipus Complex is a psychological condition, that occurs during what Freud refers to as the Phallic Stage of development. It is during this stage, according to Freud, that a child develops a desire to sexually possess their mother, and kill off their father in order to take his place. However, in Lewis’ The Monk, it is the sister - Antonia – that takes on the Oedipal role of mother and father; Ambrosio rapes her but also kills her. It is worth noting here that Ambrosio stabs Antonia with a phallic object; her body is again being forcibly penetrated by Ambrosio. The atrocities that Antonia will be subjected to at the hands of Ambrosio are foreshadowed multiple times throughout the novel. Firstly, in Lorenzo’s vision in which Antonia is unwillingly clasped in the arms of a ‘Monster’ (p.28). What happens to Antonia is further alluded to by the gypsy fortune teller when she predicts, ‘that destruction o’er you hovers;/ Lustful Man and crafty Devil/ Will combine to work your evil’(p.38). This prefiguring adds, along with the ambiguity of how Ambrosio came to belong to the monastery, to the shock at the revelation that Elvira is Ambrosio’s mother and Antonia is his sister. Retrospectively, this eerie foreshadowing that permeates the whole of the novel also acts to intensify the uncanny sensation Antonia and Elvira both experience when they first encounter the Monk:

Even before He spoke, (…) I was prejudiced in his favour. The fervour of his exhortations, dignity or his manner, and closeness of his reasoning, were very far from including me to alter my opinion. His fine and full-toned voice struck me particularly; But surely, Antonia, I have heard it before. It seemed perfectly familiar to my ear. Either I must have known the Abbot in former times. (p.250)
This ‘familiar’ sentiment Elvira feels towards Ambrosio is an explicit example of the ideas Freud postulates in his 1919 essay ‘Das Unheimliche’, which literally translates as ‘the unhomely’. Freud defines Das Unheimliche, or the uncanny, as sensory encounters which evoke haunted feelings of distrust. These visceral feelings arouse the repressed desire to return ‘home’. In The Monk, the uncanny surrounds Ambrosio, Elvira and Antonia because of Ambrosio’s desire to return to the ultimate experience of home: the womb. These uncanny feelings are evident in the scene after the rape of Antonia:
He raised her from the ground. Her hand trembled, as He took it, and He dropped it again as if He had touched a Serpent. Nature seemed to recoil at the touch. He felt himself at once repulsed from and attracted towards her, yet could account for neither sentiment. There was something in her look which penetrated him with horror. (p.387)
The uncanny repulsion Ambrosio feels here is elevated to a sublime level; he is both ‘repulsed’ and ‘attracted’ back to Antonia’s body but cannot rationalise why. This contradiction of feelings represents, in psychoanalytic terms, Ambrosio’s ambivalence towards Antonia. Before the rape scene we are told: `The innocent familiarity with which She treated him, only encouraged his desires' (p.256); the more innocent she appears, the more vehement Ambrosio’s desires become. Lewis’s choice to liken Antonia’s body to a snake invokes the biblical imagery of Satan in the Garden of Eden. This allusion to evil is reinforced with the description of Antonia’s body being followed by the sentence: ‘Nature seemed to recoil at the touch’. The likening of Antonia’s body to a serpent, at this point in the novel, takes Ambrosio’s narrative descent to evil full circle; Ambrosio being bitten by a serpent and Matilda’s decision to suck the poison out in order to save him is the catalyst for Ambrosio’s moral decline that follows. This decline and route into self-destruction is indicative of Ambrosio possessing, in Freudian terms, an excessive death drive. Ambrosio’s discarding of his monastic oaths are perfectly encompassed in the following quote: ‘Drunk with desire ... he forgot his vows, his sanctity, and his fame; he remembered nothing but the pleasure and opportunity' (p.90). It is this drive towards self-destruction and seeking pleasure that leads Ambrosio into pursuing his sister thus fulfilling the Oedipal prophecy.

The Oedipal anxieties evident in The Monk, have an affinity with those expressed in Mary Shelley’s Frankenstein. Though, in Frankenstein the protagonist, Victor, and his wife are not blood related, they were raised as siblings and Victor often refers to Elizabeth as ‘my more than sister’ (p.38). Victor also embodies ambiguous feelings towards his mother – when he is suffering from a severe fever, Victor believes he has seen his wife but as he embraces her she morphs into his mother:
I was disturbed by the wildest dreams. I thought I saw Elizabeth, in the bloom of health, walking in the streets of Ingolstadt. Delighted and surprised, I embraced her, but as I imprinted the first kiss on her lips, they became livid with the hue of death; her features appeared to change, and I thought that I held the corpse of my dead mother in my arms. (p.59)
The ominous detail that this vision comes to Victor in a dream suggests that Victor’s desires to ‘embrace’ his mother are already firmly manifest in his unconscious. The use of the words ‘delighted’ and ‘surprised’ almost echo the unexplainable attraction Ambrosio feels to Antonia’s motionless (but not at this point dead, yet) body. 


Lacan (1901-1981)



Jacques Lacan
Jacques Lacan is another key figure within the realm of psychoanalysis whose theories allow for an opposing interpretation of the unconscious motives behind Ambrosio’s actions. Lacanian philosophy differs to Freudian thinking in many ways, but most notably Lacan postulates that a child’s traumatic relationship with the mother begins much earlier than the Oedipal, Phallic Stage; Lacan deemed that the most critical phase of development comes pre six months of age: The Mirror Stage. This is when the child recognises itself as an embodied entity with limits. A sense of selfhood only emerges through the process of self-splitting; as (mis)recognising oneself in the mirror. Lacan argued that the urge for human beings to feel united would haunt them for their entire existence thus causing a constant desire to compensate for something that is lost. Anne Williams reinforces this idea when she posits that, ‘the Male Gothic is a dark mirror reflecting patriarchy’s nightmere (sic), recalling a perilous, violent, and early separation from the mother/mater denigrated as “female”’(p.107). A Lacanian reading of The Monk explicitly draws attention to the fact that Ambrosio has spent his life incarcerated in the monastery, without knowing his family. His pursuit of Antonia could be read as the recognition of familiarity and a desire to console the lost part of himself by connecting with Antonia.

Conclusion:


Part of the brilliance of Gothic literature lies in its ability to encompass multi-layered allegories and it can be reductive to only consider a text in relation to one theory, especially when there are so many opposing theorists just within one particular discipline - such is the case with psychoanalysis. For example, Anne Williams interprets the events surrounding Ambrosio in The Monk as ‘an unconscious revenge fantasy [that is caused by] leaving Ambrosio behind when she [Elvira] fled with his father’ (p.116). I’d go as far to suggest that this is a weak interpretation of the text and lacks sufficient evidence; the majority of misery Ambrosio causes is directed towards Antonia and less so towards Elvira. As I hope this blog post has demonstrated, in psychoanalytical terms, Ambrosio's conflicting desires can be explained through the Oedipus Complex. Ambrosio’s desires also manifests through the continual ominous foreshadowing, Lewis’ biblical diction and the presence of the uncanny.


Food for thought:

  • Schaulust, or ‘pleasure in looking’: Ambrosio’s voyeuristic fixation in watching Antonia undress in the enchanted mirror fetishizes her and renders her an embodiment of the male gaze.
  • The Church as a representation of displaced desire. Due to Ambrosio’s lack of father figure, the Church takes on the role of exchanging power.
  •  Castration anxiety and the emasculation of Ambrosio.
  • There is a more overt Oedipal conflict in Frankenstein: The creature is evil because Victor, his father figure, has rejected him.





List of References:

Blakemore, Steven, ‘Matthew Lewis's Black Mass: Sexual, Religious Inversion In
"The Monk"’, Studies in the Novel, 30.4 (1998), pp. 521-539

Bronfen, Elisabeth, Over her Dead Body: Death, Femininity and the Aesthetic (Manchester: Manchester University Press, 1992)

Brooks, Peter, ‘Virtue and Terror: The Monk’, ELH, 40.2 (1973), pp. 249-263

Doyle, Barry, ‘Freud and the Schizoid in Ambrosio: Determining Desire in The Monk’, Gothic Studies, 2.1, (2000), pp.61-69

Forrester, John, The Seductions of Psychoanalysis: Freud, Lacan and Derrida (Cambridge: Cambridge University Press, 1990)

Freud, Sigmund, The Interpretation of Dreams (London: Wordsworth Editions, 1997)
¾ ‘Beyond The Pleasure Principle’, translated by James Strachey, (London: Hogarth Press, 1922)

Hurley, Kelly, The Gothic Body: Sexuality, Materialism, and Degeneration at the Fin de Siècle (Cambridge: Cambridge University Press, 1996)

Jones, Wendy, ‘Stories of Desire in the Monk’, ELH, 57.1 (1990), pp. 129–150

Lacan, Jacques, ‘The Mirror Stage’ and ‘The Freudian Thing’, in Ecrits: A Selection (London: Routledge, 2001)

Lewis, Matthew, The Monk (Oxford: Oxford University Press, 1995) (Subsequent references are given in parenthesis in the blog post)

Morris, David, "Gothic Sublimity", New Literary History, 16.2 (Winter 1985), pp. 299-319

Punter, David, The Literature of Terror: A History of Gothic Fiction from 1765 to the Edwardian Age (London: Routledge, 1996)

Richardson, Alan, ‘Rethinking Romantic Incest: Human Universals, Literary Representation, and the Biology of Mind’, New Literary History, 31.3 (Summer 2000), pp. 553-572

Rogers, Robert, A Psychoanalytic Study of The Double in Literature (Detroit: Wayne State University Press, 1970)

Sedgwick, Eve Kosofsky, The Coherence of Gothic Conventions (London: Routledge, 1986)

Shelley, Mary, Frankenstein (London: Penguin Classics, 2003)

Watkiss, Joanne, “Violent Households: The Family Destabilized in the Monk (1796), Zofloya, or the Moor (1818), and Her Fearful Symmetry (2009)”, Gothic Kinship, ed. Agnes Andeweg and Sue Zlosnik (Manchester: Manchester University Press, 2013), pp. 157-173

Williams, Anne, Art of Darkness: A Poetics of Gothic (Chicago: University of Chicago Press, 1995) (Subsequent references are given in parenthesis in the blog post)

Zizek, Slavoj, Looking Awry: An Introduction to Jacques Lacan Through Popular Culture (Massachusetts: MIT Press, 1991)


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